Our Attorneys

Richard H. Mains Member

About

Rich is a founding member of Rose Camenisch Stewart Mains PLLC and has been licensed and actively practicing since 1998. Rich began his practice in 1998 in the Dallas office of a large Texas law firm where he represented clients primarily in public securities offerings and merger and acquisition transactions. From 2000 – 2015, Rich was an attorney, and partner beginning in 2005, in the Lexington, Kentucky office of a large regional firm in its corporate practice group.

At Rose Camenisch Stewart Mains PLLC, Rich’s practice continues to focus on representing businesses in a variety of industries in mergers and acquisitions, securities offerings and compliance, financing for both lenders and borrowers, corporate governance and real estate.

Rich, a native of Maysville, Kentucky, is a summa cum laude graduate of Transylvania University and the University of Kentucky, College of Law.

Representative Transactions

Rich has represented clients in wide-variety of transactions and industries, including the following:

• Publicly-traded company in an approximately $500 million secured, syndicated credit facility.
• Representation of a variety of clients in acquisitions, financing and disposition of real property and related assets.
• Acquisition and dispositions of various sizes, for both private and publicly-traded clients in a variety of industries, including energy, financial services, manufacturing, technology and distribution.
• Small and start-up companies in capital raises involving private offering of both debt and equity in a variety of industries, including social media, equine, technology, space and financial services.
• Publicly-traded coal company in its financial support of the development of a long-wall mine in the Illinois Basin, with total project financing funded by client in the $400 – 525 million range, including preferred equity financing, sale-leaseback financing and equipment financing.
• Entrepreneurs in entity selection, formation and capitalization.
• Publicly-traded and closely held bank holding companies in acquisition of banks, bank holding companies, a non-depository trust company and an FDIC assisted transaction.
• Borrowers in an extensive range of financing from large, syndicated credit facilities to one-lender term loans, acquisition loans and operating lines of credit.
• Publicly-traded bank holding companies in PIPE offerings.
• Community banks in loans, troubled asset workouts and regulatory compliance issues.
• Bidders and purchases in bankruptcy auctions, including a chain of book stores, a refinery and convenience stores.
• Publicly-traded utility in a $58 million private notes offering as part of a $75 million shelf facility.
• Nasdaq, NYSE and over-the-counter traded clients in their periodic SEC filings.
• Publicly-traded client in $100 million receivables securitization facility.
• Publicly-traded bank holding company in a “Dutch auction” self-tender offer.
• Representation of foreign clients in investments in domestic companies and commencing operations in the United States.
• Representation of domestic client opening a foreign office.